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Barrier option

An option that only comes into existence or ceases to exist if the underlying touches a specified level, making it cheaper than a standard option with the same strike.

A down-and-in put becomes live only if the underlying trades below the barrier; an up-and-out call disappears if the underlying rises through it. Because the option may never activate, or may vanish, it costs less than its vanilla equivalent.

Barriers create discontinuous risk. Close to the barrier, the option's value and its delta can change violently on small moves in the underlying, which makes hedging difficult and can produce trading activity around the level as dealers manage exposure.

Most structured notes embed barriers, usually as a down-and-in put that hands the investor the downside once a level is breached. Whether the barrier is observed continuously or only at maturity materially changes the risk, and the distinction is buried in the term sheet.

Related: autocallable-note, reverse-convertible, structured-product, delta, put-option, implied-volatility

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

How a call option's delta changes with the underlying priceAn S-shaped curve rising from zero, passing through about a half at the strike, and flattening near one.Delta of a call option1.000.5008090110120Out of the moneyAt the moneyIn the money1.00 means it moves one-for-one with the stockdelta ≈ 0.50 at the strikeStrike 100Underlying price
Delta across the range of prices. Delta says how much a call's price moves for a one-point move in the stock. Far below the strike it is near 0 and the option barely reacts; at the strike it is about 0.50; far above it approaches 1 and tracks the stock.

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