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Basic versus diluted EPS

Basic EPS divides profit by shares that exist today; diluted EPS also counts the shares that options, restricted stock and convertibles would create.

Diluted is the number that matters, because the extra shares are claims on the same profit. The gap between the two is a direct readout of how much of the company management has promised away to employees and convertible holders.

Anti-dilutive instruments are excluded, which is why a loss-making company reports basic and diluted eps as the same figure, understating the dilution that arrives the moment it turns profitable.

Example: Northwind earns $99M with 39.75M basic weighted shares, so basic EPS is $2.49. Options and restricted stock add 2.05M shares, so diluted EPS is $2.37, about 5% lower. That 5% is the annual cost of the equity comp programme in per-share terms.

Related: weighted-average-shares, eps

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