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Black-Scholes assumptions

The conditions the formula requires — constant volatility, continuous trading, no jumps, no transaction costs — each of which markets violate routinely.

The list is short and each item fails in a specific way. Constant volatility fails, producing volatility-skew and volatility-term-structure. Continuous paths fail, producing gap risk that no hedge captures. Frictionless trading fails, which is why delta-hedging costs real money. European exercise fails for equities, requiring an american-premium.

Knowing which assumption is breaking tells you which adjustment the market is making. That is a more useful skill than memorising the formula, because it turns strange-looking prices into readable information about what traders fear.

Example: XYZ 30-day options imply 25% at the money and 38% at the $40 strike. The model says those should be equal. The 13-point gap is the market pricing the jump risk that the continuous-path assumption forbids.

Related: black-scholes-model, lognormal-assumption, volatility-skew, american-premium

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

How a call option's delta changes with the underlying priceAn S-shaped curve rising from zero, passing through about a half at the strike, and flattening near one.Delta of a call option1.000.5008090110120Out of the moneyAt the moneyIn the money1.00 means it moves one-for-one with the stockdelta ≈ 0.50 at the strikeStrike 100Underlying price
Delta across the range of prices. Delta says how much a call's price moves for a one-point move in the stock. Far below the strike it is near 0 and the option barely reacts; at the strike it is about 0.50; far above it approaches 1 and tracks the stock.
The volatility smile across strikesImplied volatility plotted against strike, dipping near the money and turning up at both ends, more steeply on the downside.Implied volatility32%28%24%20%8090110120Puts below the money cost moreFar calls cost more tooLowest IV near the moneyATM 100Strike price
The volatility smile. Options on the same stock and the same expiry are not priced off one volatility. Strikes near the money carry the lowest implied volatility, and it rises towards both ends — usually faster on the downside, which tilts the smile into a skew.

Educational only, not advice. Spotted an error? Post in Site Feedback.