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Cash account

A brokerage account with no borrowing: every purchase must be paid for in full with settled funds, which removes leverage and introduces settlement timing rules.

No margin loan means no margin-call, no forced liquidation and no pattern-day-trader-rule — the rule only applies to margin accounts. It also means no shorting, since shorting requires borrowing, and no trading with unsettled-funds.

The constraints that bite are good-faith-violations and free-riding, both of which arise from using money that has not settled yet.

Example: $10,000 in a cash account. You buy and sell a stock on Monday, realising $10,300. Under t-plus-one the proceeds settle Tuesday. Buying again Monday with those proceeds is allowed, but selling that second position before Tuesday is a good-faith violation. Three in twelve months and the account is restricted to settled cash for 90 days.

Related: margin-account, unsettled-funds, good-faith-violation, free-riding

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

Margin and leverageA small deposit controlling a much larger position, and the point at which losses trigger a margin call.Position you controlnotional value $100,000your margin deposit: $5,000$100,000 / $5,000 = 20:1 leverageYour deposit absorbs every dollar of loss$5,000$2,500$0Equity leftMARGIN CALLequity has fallen to $2,5000%1%2%2.5%3%4%5%How far the price moves against you
Margin and leverage. A $5,000 deposit can control a $100,000 position, which is 20:1 leverage. Because the loss is measured on the full $100,000, a 2.5% move against you halves the deposit and brings a margin call, and a 5% move uses all of it.

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