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Consolidated audit trail (CAT)

The US regulatory database capturing the full lifecycle of every equity and options order across all venues, linked to the identity behind each account.

Before CAT, reconstructing a fast-moving event meant stitching together partial records from many venues over weeks. CAT records every route, modification, cancellation and execution with timestamps, in one place.

For surveillance this is transformative: patterns such as spoofing, layering and marking-the-close are far easier to prove when every message from a participant is visible across venues at once.

Example: a trader places and cancels bids on three venues while selling on a fourth. Each venue alone shows unremarkable activity. CAT links all four to one account and the pattern — 4,100 cancelled bids against 190 executed sells over six weeks — becomes a chart in an enforcement filing.

Related: layering, spoofing, finra, sec

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