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Fail to deliver

A settled trade where the seller did not deliver the shares on time, leaving an open obligation at the clearing house until it is resolved or bought in.

Fails happen for boring reasons: a recall landed late, a transfer agent was slow, a security was hard to source, a mistake was made. They are reported publicly twice a month with a lag, per security, as a cumulative balance rather than as new fails.

Rules require close-out within a set number of sessions after settlement, sooner for a threshold-securities-list name. Interpreting raw fail data is harder than it looks: the numbers include long sales and market making, and they are a balance, not a count of naked shorts.

Example: a stock shows a 640,000 share fail balance against 5M daily volume, 13% of a day. A related etf shows fails too, because a market maker hedged and delayed delivery of the basket.

Related: naked-short-selling, threshold-securities-list, regulation-sho, buy-in, t-plus-one

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