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Guaranty fund

A pool of clearing member contributions used to absorb losses if a defaulting member's margin and capital are not enough.

It is the mutualised layer of the default waterfall, sitting after the defaulter's initial-margin and capital and before the clearing house's own contribution and any assessment powers.

The fund's existence is why the daily margin machinery is so strict: every clearing member is ultimately exposed to every other one's risk management, and they price and police each other accordingly.

Example: a clearing house might hold several billion dollars of member contributions sized so that the fund survives the simultaneous default of its two largest members under stressed conditions.

Related: clearing-house, clearing-member, initial-margin, variation-margin, fcm

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

Margin and leverageA small deposit controlling a much larger position, and the point at which losses trigger a margin call.Position you controlnotional value $100,000your margin deposit: $5,000$100,000 / $5,000 = 20:1 leverageYour deposit absorbs every dollar of loss$5,000$2,500$0Equity leftMARGIN CALLequity has fallen to $2,5000%1%2%2.5%3%4%5%How far the price moves against you
Margin and leverage. A $5,000 deposit can control a $100,000 position, which is 20:1 leverage. Because the loss is measured on the full $100,000, a 2.5% move against you halves the deposit and brings a margin call, and a 5% move uses all of it.

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