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Implied forward

The forward price of the underlying derived from the options market via put-call parity; the level around which the volatility surface is really centred.

The at-the-money strike is not the spot price — it is the strike where the call and put trade at the same price, which is the implied forward. With rates and dividends in the mix, the forward can sit meaningfully above or below spot, and the whole volatility-surface is quoted relative to it.

Getting this wrong distorts everything downstream. If you centre a skew analysis on spot rather than the forward, a name with a large dividend or an expensive borrow will appear to have a skew it does not have, and your delta-as-probability readings will be systematically off.

Example: XYZ spot $50.00, one-year rate 4%, expected dividends $1.20. The one-year implied forward is roughly $50.80. The at-the-money volatility belongs to the $50.80 strike, not the $50 strike, even though the screen centres on $50.

Related: put-call-parity, implied-dividend, atm-volatility, no-arbitrage

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

Payoff of a long call at expiryA flat loss equal to the premium below the strike, turning upward at 45 degrees above it.Profit / loss per share08595115125Strike 105Max loss 3 — the premium paidBreakeven 108Profit keeps growingUnderlying price at expiry
Buying a call: payoff at expiry. A 105-strike call bought for 3 loses that whole 3 if the price finishes at or below 105, breaks even at 108, then gains a dollar for every dollar higher. The loss is capped at the premium; the upside is not capped.
The volatility smile across strikesImplied volatility plotted against strike, dipping near the money and turning up at both ends, more steeply on the downside.Implied volatility32%28%24%20%8090110120Puts below the money cost moreFar calls cost more tooLowest IV near the moneyATM 100Strike price
The volatility smile. Options on the same stock and the same expiry are not priced off one volatility. Strikes near the money carry the lowest implied volatility, and it rises towards both ends — usually faster on the downside, which tilts the smile into a skew.

Educational only, not advice. Spotted an error? Post in Site Feedback.