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Regulation FD

The US rule barring a public company from selectively disclosing material non-public information to analysts or favoured investors without prompt broad public disclosure.

Before Reg FD it was normal for management to guide selected analysts privately. The rule requires that if material information is disclosed intentionally to market professionals or holders likely to trade, it must be released publicly at the same time; an unintentional slip must be cured promptly, usually within a business day.

Compliance produced the scripted earnings call, the pre-announced conference webcast, and the form-8-k filing of guidance. Quiet periods around results exist because managers would rather say nothing than test the line.

It does not prohibit analysts from assembling a mosaic of non-material pieces into a valuable conclusion, and it does not itself create insider-trading liability. Enforcement targets the issuer and its people, not the recipient.

Related: material-non-public-information, insider-trading, form-8-k, earnings-call, sec

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

Payoff of a long call at expiryA flat loss equal to the premium below the strike, turning upward at 45 degrees above it.Profit / loss per share08595115125Strike 105Max loss 3 — the premium paidBreakeven 108Profit keeps growingUnderlying price at expiry
Buying a call: payoff at expiry. A 105-strike call bought for 3 loses that whole 3 if the price finishes at or below 105, breaks even at 108, then gains a dollar for every dollar higher. The loss is capped at the premium; the upside is not capped.

Educational only, not advice. Spotted an error? Post in Site Feedback.