About
Self-regulatory organisation overseeing US broker-dealers, with rules (including the pattern day trader rule), disciplinary actions and investor education. If your broker is US-based, it answers to FINRA.
Details
- Website
- www.finra.org
- Pricing
- Free
- Markets
- Stocks, Options, Bonds
- Platforms
- Web
- Tags
- #regulator
- Added
- Sep 10, 2026
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