Skip to content
GetProfitable
Search
Dictionary

Borrow cost

The fee paid to borrow shares in order to short them. Cheap and stable for large caps, punitive and unpredictable for the names shorts most want.

General collateral names cost a fraction of a percent a year. Hard-to-borrow names can cost 20%, 50% or more annualised, charged daily, and the rate changes without notice. A backtest that shorts small caps without modelling borrow is not modelling the strategy at all.

Availability is as important as price. Shares can become unborrowable overnight, and existing positions can be recalled, forcing a buy-in at the worst possible moment, typically during a short-squeeze.

Historical borrow data is expensive and rarely held by retail backtesters. A workable proxy is to exclude names with very high short-interest or very small float from the short universe, which approximates the constraint honestly rather than ignoring it.

Related: transaction-cost-modelling, short-selling, financing-cost, universe-construction

Educational only, not advice. Spotted an error? Post in Site Feedback.