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Financing cost

The interest paid on leverage and the interest earned on cash. At non-zero rates it is a first-order term that many backtests silently set to zero.

A strategy running 2x gross exposure funds one unit of capital at the broker's rate. At 6%, that is 6% a year of drag before any trading happens, which turns a respectable 9% gross into 3% net.

The sign can also be positive. A strategy holding large cash balances or fully collateralised futures earns the risk-free rate, and much of the reported long-run return of some managed futures programmes historically came from exactly that.

Model the rate as it was historically, not as it is today. A backtest spanning 2009 to 2021 at today's rates would misstate financing every single year, in whichever direction happens to flatter the result.

Related: transaction-cost-modelling, leverage, margin, borrow-cost

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

Margin and leverageA small deposit controlling a much larger position, and the point at which losses trigger a margin call.Position you controlnotional value $100,000your margin deposit: $5,000$100,000 / $5,000 = 20:1 leverageYour deposit absorbs every dollar of loss$5,000$2,500$0Equity leftMARGIN CALLequity has fallen to $2,5000%1%2%2.5%3%4%5%How far the price moves against you
Margin and leverage. A $5,000 deposit can control a $100,000 position, which is 20:1 leverage. Because the loss is measured on the full $100,000, a 2.5% move against you halves the deposit and brings a margin call, and a 5% move uses all of it.

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