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Financial leverage

The use of borrowed money to fund assets, which magnifies both returns and losses for shareholders without changing the operating business at all.

Leverage raises return-on-equity whenever the business earns more on its assets than it pays in interest, and destroys it when the reverse is true. It is the third term in dupont-analysis and the reason two companies with identical return-on-assets can report very different ROE.

Combined with operating-leverage, it produces total leverage: a business with high fixed costs and high debt can turn a 10% revenue decline into a solvency event.

Example: Northwind Tools funds $1,480M of assets with $570M of equity, a multiplier of 2.6. Its 5.3% return on assets becomes a 13.7% return on equity, with borrowing supplying the difference.

Related: debt-to-equity, dupont-analysis, operating-leverage, return-on-equity, interest-expense

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

Margin and leverageA small deposit controlling a much larger position, and the point at which losses trigger a margin call.Position you controlnotional value $100,000your margin deposit: $5,000$100,000 / $5,000 = 20:1 leverageYour deposit absorbs every dollar of loss$5,000$2,500$0Equity leftMARGIN CALLequity has fallen to $2,5000%1%2%2.5%3%4%5%How far the price moves against you
Margin and leverage. A $5,000 deposit can control a $100,000 position, which is 20:1 leverage. Because the loss is measured on the full $100,000, a 2.5% move against you halves the deposit and brings a margin call, and a 5% move uses all of it.

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