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Asset-backed security (ABS)

A bond backed by a pool of consumer or business receivables such as car loans, credit cards, equipment leases or student loans, sliced into tranches by seniority.

A special purpose vehicle buys the receivables and issues notes against them. Cash flows run down a waterfall: the senior tranche is paid first and the equity tranche absorbs the first losses, which lets a pool of mid-quality loans support a AAA rated senior note.

The structure is only as good as its credit enhancement: subordination, overcollateralisation, excess spread and reserve accounts. Analysis is about loss curves and payment rates on the collateral, not about a single borrower's balance sheet.

Example: a $1 billion auto pool issues $850 million of AAA notes, $90 million of subordinate notes and $60 million of equity, plus 2% excess spread. Cumulative collateral losses would have to exceed 15% before the senior note takes a dollar of loss.

Related: clo, mortgage-backed-security, seniority, credit-rating, recovery-rate

See it drawn

Original diagrams for the ideas on this page. Illustrative, not real market data.

Bid-ask spread in an order bookSell orders stacked above buy orders with a gap between the best of each.SELLERS (asks)50.0690050.051,40050.0460050.011,10050.002,30049.99800spread = 0.03BUYERS (bids)
The bid-ask spread. Buy orders sit below, sell orders above, and the gap between the best bid (50.01) and best ask (50.04) is the spread you pay to cross. Bar length shows the size resting at each price.

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